Disclaimer for Email Content
By receiving and perusing the Information contained in the emails sent by Caygan and its employees, you are deemed to have read, understood and agreed to the disclaimer herein. If in doubt with regard to any of the above, please contact us at firstname.lastname@example.org.
GENERAL: The contents of the email, and other information and material provided specifically to you via email as applicable (“Information”), is prepared by Caygan Capital Pte. Ltd. (the “Manager”) and may contain general information on fund(s) (the “Fund(s)”) managed by the Manager. Caygan Capital Ltd. (the “Subsidiary”) is the Manager’s fully-owned subsidiary (the Manager and the Subsidiary are collectively referred to as “Caygan”). The Subsidiary and appointed consultants may from time to time provide Information on behalf of the Manager. The Manager is solely responsible for the Information and it may be revised at any time without prior notice.
CONFIDENTIAL: The Information is confidential and must not be reproduced or distributed without the prior written consent of the Manager.
NON-SOLICITATION: The Information is provided solely for informational purposes and is not an offer to sell, or the solicitation of an offer to purchase or subscribe to any interest in the Fund(s) in any jurisdiction. Any such offer or solicitation may only be made pursuant to an offering memorandum for the Fund(s) which is provided solely upon request and in accordance with applicable laws.
NO INVESTMENT ADVICE: In providing the Information, the Manager does not thereby provide services to any person. The Information is not investment advice, an investment recommendation, or investment research in relation to any Fund(s) managed by the Manager.
NON-RELIANCE: The Information is predominantly the Manager’s own but may include inputs obtained from 3rd party sources such as Bloomberg and other data providers.While the Manager endeavours to ensure the completeness and accuracy of the Information, it shall not be responsible for any claim or loss arising from any reliance on the Information.The Information cannot be regarded as a complete analysis of the subjects discussed.
PERFORMANCE DISCLOSURES: The Information may include past performance of the Fund(s). Such past performance is not indicative of future results. While the Fund(s) are audited on a yearly basis, the daily, weekly, monthly, or quarterly returns as applicable are unaudited. Net performance figures and related measures may differ from those shown depending on the class of units invested in, timing of individual subscriptions and/or redemptions, and other factors.
RISK DISCLOSURE: The Information may describe certain risks of investing into the Fund(s) and/or certain risks of the strategies employed by the Fund(s). Such Information cannot be regarded as a complete disclosure of the various types and degrees of risk.
SEEK INDEPENDENT ADVICE: Should you request for more information on Caygan and its Fund(s) to consider a potential investment in the Fund(s), you are strongly advised to seek independent financial, legal, and/or other professional advice if in doubt.
INFORMATION NOT REVIEWED INDEPENDENTLY: The Information has not been reviewed by any independent party. In addition, the Information has not been reviewed by the Monetary Authority of Singapore and is intended solely for “accredited” or “institutional” investors as defined in the Singapore Securities and Futures Act 2001 (2020 Revised. Edition) (as modified or amended from time to time)
MARKETING LAWS AS APPLICABLE: The distribution of the Information may be restricted in certain jurisdictions and may only be permissible to be distributed to selected investors. The Information is not directed, or intended for distribution to any person in any jurisdiction where the publication, distribution, or availability would be contrary to law, or which would subject the Manager, the Subsidiary and/or the Fund(s) to any registration or licensing requirement in that jurisdiction. In receiving and perusing the Information you agree that you are responsible for ensuring that such receipt and perusal is in compliance with the applicable local laws.
a. For “Accredited Investors” and “Qualified Purchasers” in the United States (“US”):
The Manager is filed as an exempt reporting adviser with the US Securities Exchange Commission. However the Manager, the Subsidiary, and the Fund(s) (including the offering memorandum of the Fund(s)) are not registered, or required to be registered, under US law and regulations, including the US Securities Act of 1933 and the US Investment Company Act of 1940. Accordingly, the Fund(s) may not be offered or sold, directly or indirectly, in the US or to any resident of the US except pursuant to exemption(s) available under US law and regulations, including the US Securities Act of 1933 and the US Investment Company Act of 1940 as the case may be.
b. For “Permitted Clients” in Canada:
None of the Manager, the Subsidiary, the Fund(s), the Information, nor the distribution of which has been authorised by any securities commission or similar authority in Canada. The Information is not to be construed as a public offering of securities in any jurisdiction in Canada. The Information is available only to permitted clients as defined under section 1.1 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”), and only where such availability is not prohibited by applicable law in Canada, or subject the Manager, the Subsidiary, or the Fund(s) to any licensing or registration requirement.
c. For “Qualified Institutional Investors” in Japan:
Neither the Manager nor the Subsidiary is registered, or required to be registered, with the Financial Services Agency in Japan and none of the Fund(s) managed by Caygan have been registered under the Financial Instruments and Exchange Law of Japan. Accordingly, the Fund(s) may not be offered or sold, directly to or for the benefit of, any resident of Japan (including any Japanese corporation) except pursuant to an exemption available under Japanese law and regulations, including an exemption for an offer and sale in the secondary markets in Japan.
d. For “Professional Investors” Resident in Hong Kong:
None of the Manager, the Subsidiary, the Fund(s), the Information, nor the distribution of which has been authorised by any regulatory authority in Hong Kong. Any investment or investment activity as may be described in the Information is available only to, and will be engaged in only with, professional investors as defined in the Securities and Futures Ordinance (the “SFO”) and the Securities and Futures (Professional Investor) Rules made under the SFO, and only where such availability or engagement is not prohibited by applicable Hong Kong law. The Information does not constitute an “offer to the public” within the meaning of the Hong Kong Companies Ordinance, and is not an advertisement, invitation or document relating to any securities or collective investment schemes or any other investment under the SFO.
e. For “Professional Investors” in the European Union (“EU”)/European Economic Area (“EEA”):
The Fund(s) managed by Caygan are not being marketed in any EU/EEA jurisdictions. Any professional investor who wishes to obtain information on the Fund(s) will only be provided any such materials upon receipt by the Manager of an appropriate reverse solicitation request in accordance with the requirements of the EU Alternative Investment Fund Managers Directive (“AIFMD”) and national law in their home jurisdiction. None of the Fund(s) are registered to be marketed in the EU/EEA and are not subject to the reporting or investor disclosure requirements of the AIFMD.
f. For “Professional Clients” in the United Kingdom (“UK”):
The Information is directed only at “professional clients” or “eligible counterparties” in the UK as defined by the rules of the Financial Conduct Authority (“FCA”). The Subsidiary is authorised and regulated in the UK by the FCA. Nonetheless, neither the Manager nor the Fund(s) are similarly authorised or regulated in the UK. None of the Fund(s) is registered to be marketed in the UK and are not subject to the reporting or investor disclosure requirements under the FCA rules. The content of the Information has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on the Information for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested.
g. For “Qualified Investors” in Switzerland:
The Information (which may include, but is not limited to offering documents, due diligence questionnaires, pitchbooks, monthly reports, and factsheets) is an advertisement under the Swiss Financial Services Act (FinSA).
The Fund(s) have not been and shall not be approved by the Swiss Financial Market Supervisory Authority (FINMA) as a foreign collective investment scheme. The Fund(s) are only intended for qualified investors in Switzerland. The Information may only be issued, circulated or distributed so as not to constitute an offering to the general public in Switzerland. Recipients of the Information in Switzerland should not pass it on to anyone without first consulting their legal or other appropriate professional adviser, or the representative. The representative in Switzerland is CARNEGIE FUND SERVICES S.A. 11, rue du Général-Dufour, 1204 Geneva, Switzerland, Tel.: +41 (0)22 705 11 78, Fax.: +41 (0)22 705 11 79. The offering memorandum, the trust deed, as well as the financial reports of the Fund(s) may be obtained free of charge from the representative. The paying agent in Switzerland is Banque Cantonale de Genève, 17 quai de l’lle, 1204 Geneva, web: www.carnegie-fund-services.ch. The Fund(s) and their affiliates do not intend to pay retrocessions (payments and other soft commissions to eligible third parties for the distribution of fund units in Switzerland), or rebates (payments to investors in Switzerland from a fee or cost charged to the Fund(s) with the purpose of reducing the said fee or cost to an agreed amount). It is therefore irrelevant whether or not the law at the Fund(s)’ domicile provides for rules stricter than the Swiss rules regarding retrocession and rebate payments in Switzerland. In respect of the units distributed in Switzerland, the place of performance and the place of jurisdiction are at the registered office of the representative in Switzerland. Each time performance data is published, it should be noted that the past performance is no indication of current or future performance, and that it does not take account of the commissions and costs incurred on the issue and redemption of units.